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Insurers 'offering inducements' to advisers, says FCA | Insurers 'offering inducements' to advisers, says FCA |
(about 5 hours later) | |
Some life insurance firms are breaking the rules by offering "inducements" to independent financial advisers, the Financial Conduct Authority (FCA) said. | Some life insurance firms are breaking the rules by offering "inducements" to independent financial advisers, the Financial Conduct Authority (FCA) said. |
The FCA said some firms had been making payments to "secure sales of their products", such as life policies or retirement annuities. | The FCA said some firms had been making payments to "secure sales of their products", such as life policies or retirement annuities. |
As a result some customers may have been given advice that was not in their best interests. | As a result some customers may have been given advice that was not in their best interests. |
Two firms are now being investigated, for possibly breaching the rules. | Two firms are now being investigated, for possibly breaching the rules. |
Most commission payments between advisers and financial providers have been banned since January, but inducements were outlawed even before that. | |
Such payments include money spent on hospitality, conferences, seminars, and training. | Such payments include money spent on hospitality, conferences, seminars, and training. |
The FCA said it was worried that such payments could amount to "commission by the back door". | The FCA said it was worried that such payments could amount to "commission by the back door". |
The regulator is also publishing draft guidance on how firms should behave. | The regulator is also publishing draft guidance on how firms should behave. |
"We will revisit this area in future to check that necessary improvements have been made," warned Clive Adamson, the FCA's director of supervision. | "We will revisit this area in future to check that necessary improvements have been made," warned Clive Adamson, the FCA's director of supervision. |
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