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Barclays' $453m fine for US energy market-rigging upheld | Barclays' $453m fine for US energy market-rigging upheld |
(about 3 hours later) | |
US regulators have upheld a fine on Barclays and four of its traders of $453m (£300m) for allegedly manipulating electricity prices. | US regulators have upheld a fine on Barclays and four of its traders of $453m (£300m) for allegedly manipulating electricity prices. |
Barclays must pay $435m within 30 days, while one trader must pay $15m and three others $1m each. | |
Barclays must also forgo $34.9m in profits, which will be distributed to low-income aid programmes in Arizona, California, Oregon and Washington. | Barclays must also forgo $34.9m in profits, which will be distributed to low-income aid programmes in Arizona, California, Oregon and Washington. |
Barclays said it intended to "vigorously defend this matter". | Barclays said it intended to "vigorously defend this matter". |
The fines were first proposed by staff at the Federal Energy Regulatory Commission (FERC) last October, and have now been upheld by the body's board of commissioners. | The fines were first proposed by staff at the Federal Energy Regulatory Commission (FERC) last October, and have now been upheld by the body's board of commissioners. |
FERC accused Barclays of manipulating the electricity markets in California and other states from November 2006 to December 2008. | FERC accused Barclays of manipulating the electricity markets in California and other states from November 2006 to December 2008. |
But the bank said in a statement: "We are disappointed by the action that FERC took today. We believe the penalty assessed by the FERC is without basis, and we strongly disagree with the allegations made." | But the bank said in a statement: "We are disappointed by the action that FERC took today. We believe the penalty assessed by the FERC is without basis, and we strongly disagree with the allegations made." |
In addition to the company fine, Barclays traders Daniel Brin, Scott Connelly, Karen Levine and Ryan Smith - who are accused of manipulating an index relating to electric energy prices in the western part of the US - were ordered to pay substantial sums. | In addition to the company fine, Barclays traders Daniel Brin, Scott Connelly, Karen Levine and Ryan Smith - who are accused of manipulating an index relating to electric energy prices in the western part of the US - were ordered to pay substantial sums. |
Mr Connelly must pay $15m, while Mr Brin, Ms Levine and Mr Smith were told they owed $1m each. | Mr Connelly must pay $15m, while Mr Brin, Ms Levine and Mr Smith were told they owed $1m each. |
'Crazy - I love it' | 'Crazy - I love it' |
Regulators relied on electronic communication between the traders to build their case. | Regulators relied on electronic communication between the traders to build their case. |
In a series of electronic messages, according to the FERC complaint, the traders boasted of their ability to manipulate markets. | In a series of electronic messages, according to the FERC complaint, the traders boasted of their ability to manipulate markets. |
In an email exchange, one of Mr Connelly's colleagues asks: "You going to have fun with the index all month?" and in another, Mr Connelly responds to details of market volatility with: "Crazy - I love it." | In an email exchange, one of Mr Connelly's colleagues asks: "You going to have fun with the index all month?" and in another, Mr Connelly responds to details of market volatility with: "Crazy - I love it." |
One exchange, dubbed the "Friday burrito incident" in the report, is singled out for particular mention. | One exchange, dubbed the "Friday burrito incident" in the report, is singled out for particular mention. |
The FERC alleges that Mr Connelly sought to deliberately misdirect a staff member of the Western Power Trading Forum, who published an energy newsletter called the Friday Burrito. | The FERC alleges that Mr Connelly sought to deliberately misdirect a staff member of the Western Power Trading Forum, who published an energy newsletter called the Friday Burrito. |
The FERC alleges that Mr Connelly responded to an article noting unusual patterns of trading with a seemingly innocuous explanation denying manipulation and told the publisher to "embrace the change". Mr Connelly then allowed his response to be published anonymously. | The FERC alleges that Mr Connelly responded to an article noting unusual patterns of trading with a seemingly innocuous explanation denying manipulation and told the publisher to "embrace the change". Mr Connelly then allowed his response to be published anonymously. |
All four traders have left the firm. | All four traders have left the firm. |
This is the latest scandal to rock the bank. | This is the latest scandal to rock the bank. |
Barclays was fined £290m last year by UK and US regulators for attempting to rig the key Libor interest rate. | Barclays was fined £290m last year by UK and US regulators for attempting to rig the key Libor interest rate. |