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More banks settle securities case | More banks settle securities case |
(about 8 hours later) | |
Merrill Lynch, Goldman Sachs and Deutsche Bank are the latest banks to reach a settlement with US regulators over the sale of risky securities. | |
The banks have agreed to buy back billions of dollars in auction-rate securities and pay fines, after allegations that they misled investors. | The banks have agreed to buy back billions of dollars in auction-rate securities and pay fines, after allegations that they misled investors. |
Of the three firms Merrill Lynch is to pay the highest fine of $125m (£66m). | Of the three firms Merrill Lynch is to pay the highest fine of $125m (£66m). |
Other banks that have reached similar settlements with regulators include Morgan Stanley and JP Morgan Chase. | Other banks that have reached similar settlements with regulators include Morgan Stanley and JP Morgan Chase. |
New York Attorney General Andrew Cuomo has been leading the probe, with the support of federal and state regulators. | New York Attorney General Andrew Cuomo has been leading the probe, with the support of federal and state regulators. |
The banks have been accused of marketing the financial products, called auction-rate securities, as much safer than they were. | The banks have been accused of marketing the financial products, called auction-rate securities, as much safer than they were. |
Investors were told that auction-rate securities would return more than money market investments and be easy to sell. | |
FINES PAID SO FAR UBS: $150m Merrill Lynch: $125mCitigroup: $100m Morgan Stanley: $35m JP Morgan: $25m Goldman Sachs: $22.5m Deutsche Bank: $15m | |
Under the latest deal with Mr Cuomo, Merrill Lynch said it would repurchase up to $12bn in auction rate securities as well as pay the $125m fine. | Under the latest deal with Mr Cuomo, Merrill Lynch said it would repurchase up to $12bn in auction rate securities as well as pay the $125m fine. |
Deutsche Bank meanwhile has a $15m fine to pay and must buy back some $1bn of the investments. | Deutsche Bank meanwhile has a $15m fine to pay and must buy back some $1bn of the investments. |
Goldman Sachs has a $22.5m fine and has agreed to buy back $1.5bn in securities. | Goldman Sachs has a $22.5m fine and has agreed to buy back $1.5bn in securities. |
Earlier this year, Citigroup and Swiss banking giant UBS reached a settlement to buy back $26bn of the securities. | Earlier this year, Citigroup and Swiss banking giant UBS reached a settlement to buy back $26bn of the securities. |
Following the latest settlement Mr Cuomo said: "This has been a great day of progress," adding that a number of banks were still being investigated. | Following the latest settlement Mr Cuomo said: "This has been a great day of progress," adding that a number of banks were still being investigated. |
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